How we help clients
Learn how RiAdvantage has helped different kinds of clients.
Learn how RiAdvantage has helped different kinds of clients.
Client with a career in asset management starting his own firm with a highly proprietary trading strategy for retirement income that involves equities and options.
RiAdvantage determined disclosure issues, analysed sub-advisory agreements, advised on incubation and hypothetical performance, and created pitch book disclosures.
Client with a digital financial planning platform seeking potential expansion into forms of investment advice.
RiAdvantage prepared an extensive white paper with action steps analyzing Investment Advisers Act and ERISA fiduciary issues, and the line between educational tools and fiduciary investment advice.
Start-up client with innovative tax transition and portfolio management tools seeking customers and financing while going through the registration process.
RiAdvantage provided ongoing advice to set-up separate technology and RIA affiliates, various service relationships, and troubleshoot issues with contracts and ADV Part 2.
$1B+ wealth manager who understood that a templated outsourced compliance service and boilerplate compliance manual was not enough.
RiAdvantage performed a comprehensive business and policy review resulting in a detailed report with over 25 actionable recommendations to reduce risks.
